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GLAUKOS Corp — Director's Dealing 2018
Nov 15, 2018
31074_dirs_2018-11-15_1469961b-f017-4dfd-ae5d-aa33ad79d9db.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2018-11-13
Reporting Person: LINK WILLIAM J PHD (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-13 | Common Stock | S | 14475.00 | $58.01 | Disposed | 76004.00 | Indirect |
| 2018-11-14 | Common Stock | G | 8500.00 | $0.00 | Disposed | 67504.00 | Indirect |
| 2018-11-15 | Common Stock | S | 25725.00 | $57.37 | Disposed | 41779.00 | Indirect |
| 2018-11-15 | Common Stock | S | 1300.00 | $58.18 | Disposed | 40479.00 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4633.00 | Direct |
Footnotes
F1: This transaction was executed in multiple trades at prices ranging from $58.00 to $58.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
F3: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F4: This transaction was executed in multiple trades at prices ranging from $58.10 to $58.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F5: Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.
F6: Consists of 4,633 restricted stock units that have not yet vested or been delivered to the Reporting Person.