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GLAUKOS Corp Director's Dealing 2018

Nov 15, 2018

31074_dirs_2018-11-15_1469961b-f017-4dfd-ae5d-aa33ad79d9db.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2018-11-13

Reporting Person: LINK WILLIAM J PHD (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-11-13 Common Stock S 14475.00 $58.01 Disposed 76004.00 Indirect
2018-11-14 Common Stock G 8500.00 $0.00 Disposed 67504.00 Indirect
2018-11-15 Common Stock S 25725.00 $57.37 Disposed 41779.00 Indirect
2018-11-15 Common Stock S 1300.00 $58.18 Disposed 40479.00 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 4633.00 Direct

Footnotes

F1: This transaction was executed in multiple trades at prices ranging from $58.00 to $58.045. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.

F3: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.98. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F4: This transaction was executed in multiple trades at prices ranging from $58.10 to $58.37. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F5: Granted by the Issuer in the form of restricted stock units that vest in full on the one-year anniversary of the grant date and are payable in an equivalent number of shares of the Issuer's common stock.

F6: Consists of 4,633 restricted stock units that have not yet vested or been delivered to the Reporting Person.