GLAUKOS Corp — Director's Dealing 2017

Jan 11, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2017-01-09

Reporting Person: Calcaterra Chris M. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-01-09	Common Stock	M	20000.00	$7.275	Acquired	260000.00	Direct
2017-01-09	Common Stock	S	20000.00	$38.02	Disposed	240000.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-01-09	Stock Options (Right to buy)	$7.275	M	20000.00	Disposed	2024-07-10	Common Stock (20000.00)	Direct

Footnotes

F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F2: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.11. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This option, which represented the right to purchase a total of 110,000 shares, has a two-year vesting schedule in which 75% vested on July 10, 2015, the first anniversary of the grant date, and the remainder vested equally for 12 months thereafter, such that the stock option vested in full on July 31, 2016, the second anniversary of the grant date.