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GLAUKOS Corp — Director's Dealing 2017
Jan 11, 2017
31074_dirs_2017-01-11_804d32d5-1a63-4cce-a572-c83b56aab6fd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2017-01-09
Reporting Person: Burns Thomas William (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-09 | Common Stock | S | 40000.00 | $37.60 | Acquired | 260240.00 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 238107.00 | Indirect |
| Common Stock | 120000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
Footnotes
F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F2: This transaction was executed in multiple trades at prices ranging from $37.50 to $37.83. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: Includes 852 shares acquired under the Company's Employee Stock Purchase Plan in December 2016.