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GLAUKOS Corp — Director's Dealing 2017
May 9, 2017
31074_dirs_2017-05-09_b6c81e5b-e01b-4ce2-b654-ef7ad4ca7ed9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2017-05-05
Reporting Person: Gilliam Joseph E (CFO, SVP Corporate Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-05-05 | Common Stock | A | 100000 | — | Acquired | 100000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-05-05 | Stock Option (right to buy) | $41.69 | A | 300000 | Acquired | 2027-05-05 | Common Stock (300000) | Direct |
Footnotes
F1: Granted by the Issuer in the form of restricted stock units which vest over a four-year period, with 25% to vest on each anniversary of the grant date.
F2: Consists of 100,000 restricted stock units that have not yet vested or been delivered to the Reporting Person.
F3: Granted pursuant to the Issuer's 2015 Omnibus Incentive Compensation Plan. Vests over a four-year period, with 25% to vest on the 1st anniversary of the grant date and 1/36th of the total remaining number to vest on the last day of each month thereafter.