GLAUKOS Corp — Director's Dealing 2017

Sep 6, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2017-09-05

Reporting Person: Burns Thomas William (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-09-05	Common Stock	M	1212.00	$1.925	Acquired	211452.00	Indirect
2017-09-05	Common Stock	S	1212.00	$41.25	Disposed	210240.00	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-09-05	Stock Options (Right to buy)	$1.925	M	1212.00	Disposed	2020-01-26	Common Stock (1212.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	238107.00	Indirect
Common Stock	120000.00	Indirect
Common Stock	100000.00	Indirect
Common Stock	100000.00	Indirect

Footnotes

F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F2: This transaction was executed in multiple trades at prices ranging from $41.25 to $41.26. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This option was granted on January 26, 2010, has a four-year vesting schedule in which 25% vests on the first year anniversary date of the grant and the remainder vests equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.