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GLAUKOS Corp — Director's Dealing 2017
Dec 27, 2017
31074_dirs_2017-12-27_a4365ab3-8212-4274-a3bb-32a851dbff4b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2017-12-27
Reporting Person: Burns Thomas William (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-12-27 | Common Stock | M | 20000.00 | $1.25 | Acquired | 230240.00 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-12-27 | Stock Options (Right to buy) | $1.25 | M | 20000.00 | Disposed | 2018-01-29 | Common Stock (20000.00) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 238107.00 | Indirect |
| Common Stock | 120000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
Footnotes
F1: This option was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and the remainder vested equally for 36 months thereafter, such that the stock option vests in full on the four-year anniversary of the grant date.
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