GLAUKOS Corp — Director's Dealing 2016

Jun 2, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-05-31

Reporting Person: LINK WILLIAM J PHD (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-05-31	Common Stock	J	505297	$0.00	Disposed	2379539	Indirect
2016-05-31	Common Stock	J	9892	$0.00	Disposed	46804	Indirect
2016-05-31	Common Stock	S	10970	$23.98	Disposed	51247	Indirect
2016-05-31	Common Stock	S	23088	$23.98	Disposed	109395	Indirect
2016-05-31	Common Stock	J	128758	$0.00	Acquired	128758	Indirect
2016-05-31	Common Stock	J	989	$0.00	Acquired	989	Indirect

Footnotes

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Venture Capital I, L.P., a Delaware limited partnership ("VVC I") without consideration to its partners.

F2: The shares are held by VVC I. Versant Ventures I, LLC, a Delaware limited liability company ("VV I") serves as the sole general partner of VVC I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VVC I; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.

F3: Represents a pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund I, L.P., a Delaware limited partnership ("VSF I") to its partners, without consideration.

F4: The shares are held by VSF I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VSF I; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.

F5: The shares are held by Versant Affiliates Fund I-A, L.P., a Delaware limited partnership ("VAF I-A"). The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VAF I-A; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.

F6: The shares are held by Versant Affiliates Fund I-B, L.P., a Delaware limited partnership ("VAF I-B"). The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VAF I-B; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.

F7: Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VVC-I.

F8: The shares are held by VV I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VV I; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.

F9: Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by VSF I.

F10: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.