GLAUKOS Corp — Director's Dealing 2016

Jun 6, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-06-02

Reporting Person: LINK WILLIAM J PHD (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-06-02	Common Stock	J	128758	$0.00	Disposed	0	Indirect
2016-06-02	Common Stock	J	18909	$0.00	Acquired	19898	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-02	Stock Option (right to buy)	$24.69	A	15000	Acquired	2026-06-02	Common Stock (15000)	Direct

Footnotes

F1: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by Versant Ventures I, LLC, a Delaware limited liability company ("VV I") without consideration to its members.

F2: The shares are held by VV I. The Reporting Person is a managing member of VV I and shares voting and dispositive power over the shares held by VV I; however, he disclaims beneficial ownership of the shares held by such entity except to the extent of his pecuniary interests therein.

F3: Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by VV I.

F4: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.

F5: Granted pursuant to the Issuer's 2015 Omnibus Incentive Compensation Plan. Vests in full on the one-year anniversary of the grant date.