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GLAUKOS Corp — Director's Dealing 2016
Jul 13, 2016
31074_dirs_2016-07-13_1dee2622-9836-43e9-aa1b-85de1cfc8f59.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-07-12
Reporting Person: Burns Thomas William (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-07-12 | Common Stock | S | 10500.00 | $30.00 | Disposed | 451754.00 | Indirect |
| 2016-07-13 | Common Stock | S | 151754.00 | $30.07 | Disposed | 300000.00 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1388.00 | Direct |
| Common Stock | 238107.00 | Indirect |
| Common Stock | 120000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
| Common Stock | 100000.00 | Indirect |
Footnotes
F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.
F2: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.02. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F3: These trades were made pursuant to a Rule 10b5-1 trading plan.
F4: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.67. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.