GLAUKOS Corp — Director's Dealing 2016

Jul 27, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-07-27

Reporting Person: HARRISON RICHARD L (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-07-27	Common Stock	M	10000.00	$3.975	Acquired	11388.00	Direct
2016-07-27	Common Stock	S	10000.00	$35.01	Disposed	1388.00	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-07-27	Stock Options (Right to buy)	$3.975	M	10000.00	Disposed	2021-01-27	Common Stock (10000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	206000.00	Indirect

Footnotes

F1: These trades were made pursuant to a Rule 10b5-1 trading plan with pre-determined share amounts and prices.

F2: This transaction was executed in multiple trades at prices ranging from $35.00 to $35.06. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This option has a four-year vesting schedule in which 25% will vest on the first year anniversary date of the grant and then will vest equally for 36 months thereafter, such that the stock option is vested in full on the four-year anniversary of the grant date