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GLAUKOS Corp — Director's Dealing 2016
Aug 3, 2016
31074_dirs_2016-08-03_d1d2601e-9fb6-466a-965e-6276ec7f916c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-08-02
Reporting Person: Kliman Gilbert H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-02 | Common Stock | J | 585000 | $0.00 | Disposed | 2018362 | Indirect |
| 2016-08-02 | Common Stock | J | 5850 | $0.00 | Acquired | 5850 | Indirect |
| 2016-08-02 | Common Stock | J | 5850 | $0.00 | Disposed | 0 | Indirect |
| 2016-08-02 | Common Stock | J | 769 | $0.00 | Acquired | 769 | Direct |
Footnotes
F1: Represents pro rata in-kind distribution by InterWest Partners IX, LP ("IP9") without consideration to its limited and general partners in accordance with the terms of the InterWest Partners IX, LP Limited Partnership Agreement. Includes 5,850 shares distributed to InterWest Management Partners IX, LLC ("IMP9") its general partner.
F2: Represents pro rata in-kind distribution by IMP9 without consideration to its members in accordance with the terms of the InterWest Management Partners IX, LLC Operating Agreement. Includes 769 shares distributed to Kliman.
F3: The shares are owned by IP9. The general partner of IP9 is IMP9. Gianos, Oronsky, Kliman, Holmes, and Nasr have shared voting and investment control over shares owned by IP9, and disclaim beneficial ownership of those securities, except to the extent of their pecuniary interest therein