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GLAUKOS Corp — Director's Dealing 2016
Aug 16, 2016
31074_dirs_2016-08-16_2fd5ec80-2cc6-4279-8f78-de9e5ec9d83c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-08-15
Reporting Person: LINK WILLIAM J PHD (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-08-15 | Common Stock | J | 2195 | $0.00 | Acquired | 72691 | Indirect |
| 2016-08-16 | Common Stock | J | 45004 | $0.00 | Acquired | 117695 | Indirect |
Footnotes
F1: Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer for no consideration by Versant Side Fund I, L.P.
F2: The shares are held by The Link Family Trust (the "Link Trust") for the benefit of William J. Link. William J. Link is a trustee of the Link Trust. The Reporting Person disclaims beneficial ownership of the shares except to the extent of his proportionate pecuniary interest therein.
F3: Represents a change in the form of ownership by virtue of the receipt of shares in the pro-rata in-kind distribution of Common Stock of the Issuer by Versant Ventures I, LLC without consideration to its members.