GLAUKOS Corp — Director's Dealing 2016

Dec 16, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2016-12-14

Reporting Person: Burns Thomas William (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2016-12-14	Common Stock	M	8000.00	$1.25	Acquired	299388.00	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-12-14	Stock Options (Right to buy)	$1.25	M	8000.00	Disposed	2018-01-29	Common Stock (8000.00)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	238107.00	Indirect
Common Stock	120000.00	Indirect
Common Stock	100000.00	Indirect
Common Stock	100000.00	Indirect

Footnotes

F1: The amount now includes 1,388 shares that were previously reported as held directly by the reporting person, which were subsequently transferred to the Burns Family Trust.

F2: This option, which was granted on January 29, 2008, has a four-year vesting schedule in which 25% vested on the first year anniversary date of the grant and then vested equally for 36
months thereafter, such that the stock option was vested in full on the four-year anniversary of the grant date