GLAUKOS Corp — Director's Dealing 2015

Jun 24, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-24

Reporting Person: Frazier Healthcare V, LP (10% Owner)
Reporting Person: FHM V, LLC (10% Owner)
Reporting Person: FHM V, LP (10% Owner)
Reporting Person: Every Nathan R (10% Owner)
Reporting Person: FRAZIER ALAN D (10% Owner)
Reporting Person: Naini Nader J (10% Owner)
Reporting Person: Heron Patrick J (10% Owner)
Reporting Person: Topper James N (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series C Convertible Preferred Stock	$		Common Stock (1523809)		Direct
Series D Convertible Preferred Stock	$		Common Stock (649805)		Direct
Series E Convertible Preferred Stock	$		Common Stock (151653)		Direct
Series F Convertible Preferred Stock	$		Common Stock (253390)		Direct
Series D Convertible Preferred Stock Warrant (right to buy)	$		Common Stock (24705)		Direct

Footnotes

F1: The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock shall automatically convert into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering ("IPO") and have no expiration date.

F2: The warrants to acquire Series D Convertible Preferred Stock shall automatically net exercise immediately prior to consummation of the IPO at the IPO price per share and the shares of Series D Convertible Preferred Stock received thereupon shall automatically convert into shares of common stock as described in footnote (1).

F3: This report is filed jointly by Frazier Healthcare V, L.P., a Delaware limited partnership (''FH-V''), FHM V, L.P., a Delaware limited partnership (''FHM V L.P.''), FHM V LLC a Delaware limited liability company (''FHM V LLC''), Nathan Every, Alan Frazier, Nader Naini, Patrick Heron and James Topper. Shares and warrants are held directly by FH-V. FHM V, L.P. serves as the sole general partner of FH-V and owns no shares directly. FHM V LLC serves as the sole general partner of FHM V, L.P. and owns no shares directly. Nathan Every, Alan Frazier, Nader Naini, Patrick Heron and James Topper are members of FHM V, LLC and share voting and dispositive power over the shares held by FH-V; however, they disclaim beneficial ownership of the shares held by FH-V except to the extent of their pecuniary interests therein.