GLAUKOS Corp — Director's Dealing 2015

Jun 24, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-24

Reporting Person: Meritech Capital Associates III L.L.C. (10% Owner)
Reporting Person: Meritech Capital Partners III LP (10% Owner)
Reporting Person: MERITECH CAPITAL AFFILIATES III L P (10% Owner)
Reporting Person: GORDON MICHAEL B (10% Owner)
Reporting Person: Ward Rob (10% Owner)
Reporting Person: Bischof George (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Series E Convertible Preferred Stock	$		Common Stock (1862784)		Indirect
Series E Convertible Preferred Stock	$		Common Stock (33951)		Indirect
Series F Convertible Preferred Stock	$		Common Stock (1109717)		Indirect
Series F Convertible Preferred Stock	$		Common Stock (20226)		Indirect

Footnotes

F1: The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock shall automatically convert into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and have no expiration date.

F2: Meritech Capital Associates III L.L.C., a Delaware limited liability company ("MCA III"), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership ("MCP III") and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership ("MCAFF III"). Meritech Management Associates III L.L.C., a Delaware limited liability company ("MMA III") is a managing member of MCA III. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof are the managing members of MMA III and share voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. Paul S. Madera is a director of the Issuer, and, accordingly, files separate Section 16 reports.