GLAUKOS Corp — Director's Dealing 2015

Jun 24, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-24

Reporting Person: BERGHEIM OLAV (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	352800	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock option (right to buy)	$7.275	2024-07-10	Common Stock (10000)		Direct

Footnotes

F1: Fjordinvest, LLC is a Delaware limited liability company.Micro LLC, a Delaware limited liability company, is the managing member of Fjordinvest, LLC, and Mr. Bergheim is the president of Micro LLC. Mr. Bergheim shares voting and dispositive power over the shares held by Fjordinvest, LLC; however, he disclaims beneficial ownership of the shares held by such entity except to the extent of his pecuniary interest therein.

F2: Granted July 10, 2014 pursuant to the Issuer's 2011 Stock Plan. Vests annually over a three-year period such that it is vested in full on the three-year anniversary of the grant date.