GLAUKOS Corp — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-26

Reporting Person: Frazier Healthcare V, LP (10% Owner)
Reporting Person: FHM V, LLC (10% Owner)
Reporting Person: Every Nathan R (10% Owner)
Reporting Person: FRAZIER ALAN D (10% Owner)
Reporting Person: Naini Nader J (10% Owner)
Reporting Person: Heron Patrick J (10% Owner)
Reporting Person: Topper James N (10% Owner)
Reporting Person: FHM V, LP (10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-06-26	Series D Convertible Preferred Stock	$	X	24705	Acquired		Common Stock (24705)	Direct
2015-06-26	Series D Convertible Preferred Stock Warrant (right to buy)	$7.65	X	24705	Disposed	2017-09-15	Common Stock (24705)	Direct

Footnotes

F1: The shares of Series D Convertible Preferred Stock, will automatically convert into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering ("IPO") and have no expiration date.

F2: This report is filed jointly by Frazier Healthcare V, L.P., a Delaware limited partnership ("FH-V''), FHM V, L.P., a Delaware limited partnership ("FHM V L.P.''), FHM V LLC a Delaware limited liability company ("FHM V LLC''), Nathan Every, Alan Frazier, Nader Naini, Patrick Heron and James Topper. Shares and warrants are held directly by FH-V. FHM V, L.P. serves as the sole general partner of FH-V and owns no shares directly. FHM V LLC serves as the sole general partner of FHM V, L.P. and owns no shares directly. Nathan Every, Alan Frazier, Nader Naini, Patrick Heron and James Topper are members of FHM V, LLC and share voting and dispositive power over the shares held by FH-V; however, they disclaim beneficial ownership of the shares held by FH-V except to the extent of their pecuniary interests therein.

F3: If not exercised prior to the IPO, the warrants would have automatically net exercised immediately prior to the IPO at the IPO price per share.