GLAUKOS Corp — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-30

Reporting Person: Frazier Healthcare V, LP (10% Owner)
Reporting Person: FHM V, LLC (10% Owner)
Reporting Person: Every Nathan R (10% Owner)
Reporting Person: FRAZIER ALAN D (10% Owner)
Reporting Person: Naini Nader J (10% Owner)
Reporting Person: Heron Patrick J (10% Owner)
Reporting Person: Topper James N (10% Owner)
Reporting Person: FHM V, LP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-30	Common Stock	C	2603362	—	Acquired	2603362	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-06-30	Series C Convertible Preferred Stock	$	C	1523809	Disposed		Common Stock (1523809)	Direct
2015-06-30	Series D Convertible Preferred Stock	$	C	674510	Disposed		Common Stock (674510)	Direct
2015-06-30	Series E Convertible Preferred Stock	$	C	151653	Disposed		Common Stock (151653)	Direct
2015-06-30	Series F Convertible Preferred Stock	$	C	253390	Disposed		Common Stock (253390)	Direct

Footnotes

F1: The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering ("IPO") and had no expiration date.

F2: This report is filed jointly by Frazier Healthcare V, L.P., a Delaware limited partnership ("FH-V''), FHM V, L.P., a Delaware limited partnership ("FHM V L.P.''), FHM V LLC a Delaware limited liability company ("FHM V LLC''), Nathan Every, Alan Frazier, Nader Naini, Patrick Heron and James Topper. Shares and warrants are held directly by FH-V. FHM V, L.P. serves as the sole general partner of FH-V and owns no shares directly. FHM V LLC serves as the sole general partner of FHM V, L.P. and owns no shares directly. Nathan Every, Alan Frazier, Nader Naini, Patrick Heron and James Topper are members of FHM V, LLC and share voting and dispositive power over the shares held by FH-V; however, they disclaim beneficial ownership of the shares held by FH-V except to the extent of their pecuniary interests therein.