GLAUKOS Corp — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-30

Reporting Person: Meritech Capital Associates III L.L.C. (10% Owner)
Reporting Person: Meritech Capital Partners III LP (10% Owner)
Reporting Person: MERITECH CAPITAL AFFILIATES III L P (10% Owner)
Reporting Person: GORDON MICHAEL B (10% Owner)
Reporting Person: Ward Rob (10% Owner)
Reporting Person: Bischof George (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-30	Common Stock	C	2972501	—	Acquired	2972501	Indirect
2015-06-30	Common Stock	C	54177	—	Acquired	54177	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-06-30	Series E Convertible Preferred Stock	$	C	1862784	Disposed		Common Stock (1862784)	Indirect
2015-06-30	Series E Convertible Preferred Stock	$	C	33951	Disposed		Common Stock (33951)	Indirect
2015-06-30	Series F Convertible Preferred Stock	$	C	1109717	Disposed		Common Stock (1109717)	Indirect
2015-06-30	Series F Convertible Preferred Stock	$	C	20226	Disposed		Common Stock (20226)	Indirect

Footnotes

F1: The shares of Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of Issuer's initial public offering and had no expiration date.

F2: Meritech Capital Associates III L.L.C., a Delaware limited liability company (''MCA III''), serves as the sole general partner of Meritech Capital Partners III L.P., a Delaware limited partnership (''MCP III'') and of Meritech Capital Affiliates III, L.P., a Delaware limited partnership (''MCAFF III''). Meritech Management Associates III L.L.C., a Delaware limited liability company (''MMA III'') is a managing member of MCA III. Paul S. Madera, Michael B. Gordon, Robert D. Ward and George H. Bischof are the managing members of MMA III and share voting and dispositive power over the shares held by MCP III, MCAFF III, MCA III and MMA III; however, they disclaim beneficial ownership of the shares held by such entities except to the extent of their pecuniary interests therein. Paul S. Madera was a director of the Issuer, and, accordingly, files separate Section 16 reports.