GLAUKOS Corp — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-30

Reporting Person: Burns Thomas William (Director, Chief Executive Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-30	Common Stock	C	265359	—	Acquired	607251	Indirect
2015-06-30	Common Stock	C	100000	—	Acquired	100000	Indirect
2015-06-30	Common Stock	C	100000	—	Acquired	100000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-06-30	Series B Convertible Preferred Stock	$	C	200000	Disposed		Common Stock (200000)	Indirect
2015-06-30	Series B Convertible Preferred Stock	$	C	100000	Disposed		Common Stock (100000)	Indirect
2015-06-30	Series B Convertible Preferred Stock	$	C	100000	Disposed		Common Stock (100000)	Indirect
2015-06-30	Series D Convertible Preferred Stock	$	C	65359	Disposed		Common Stock (65359)	Indirect

Footnotes

F1: The shares of Series B Convertible Preferred Stock and Series D Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.