GLAUKOS Corp — Director's Dealing 2015

Jun 30, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLAUKOS Corp (GKOS)
CIK: 0001192448
Period of Report: 2015-06-30

Reporting Person: Kliman Gilbert H (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-06-30	Common Stock	C	2603362	—	Acquired	2603362	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-06-30	Series C Convertible Preferred Stock	$	C	1523809	Disposed		Common Stock (1523809)	Indirect
2015-06-30	Series D Convertible Preferred Stock	$	C	674510	Disposed		Common Stock (674510)	Indirect
2015-06-30	Series E Convertible Preferred Stock	$	C	151653	Disposed		Common Stock (151653)	Indirect
2015-06-30	Series F Convertible Preferred Stock	$	C	253390	Disposed		Common Stock (253390)	Indirect

Footnotes

F1: The shares of Series C Convertible Preferred Stock, Series D Convertible Preferred Stock, Series E Convertible Preferred Stock and Series F Convertible Preferred Stock automatically converted into shares of common stock on a 1:1 basis immediately prior to the consummation of the Issuer's initial public offering and had no expiration date.

F2: Shares held by InterWest Partners IX, L.P., a California limited partnership (''IWP-9''). InterWest Management Partners IX, LLC, a California limited liability company (''IMP-9'') serves as the sole general partner of IWP-9 and owns no shares directly. Dr. Kliman is a managing director of IMP-9 and shares voting and dispositive power over the shares held by IWP-9; however, he disclaims beneficial ownership of the shares held by such entities except to the extent of his pecuniary interests therein.