GLAUKOS Corp — Board/Management Information 2016

Jul 14, 2016

8-K 1 a16-14912_18k.htm 8-K

*UNITED STATES SECURITIES AND EXCHANGE COMMISSION*

*Washington, D.C. 20549*

*FORM 8-K*

*CURRENT REPORT*

*Pursuant to Section 13 or 15(d) of*

*The Securities Exchange Act of 1934*

Date of Report (Date of earliest event reported): July 13, 2016

*Glaukos Corporation*

(Exact name of registrant as specified in its charter)

Delaware	001-37463	33-0945406
(State or other jurisdiction	(Commission	(I.R.S. Employer
of incorporation)	File Number)	Identification No.)

26051 Merit Circle, Suite 103 Laguna Hills, California	95263
(Address of principal executive offices)	(Zip Code)

Registrant’s telephone number, including area code: (949) 367-9600

*Not Applicable*

(Former name or former address, if changed since last report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

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*Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.*

On July 13, 2016, Richard L. Harrison, the Chief Financial Officer and Secretary of Glaukos Corporation (the “Company”), notified the Company that he will retire from the Company in 2017. Mr. Harrison will remain in his current role until a successor is named and he has agreed to assist with an orderly transition. The Company has initiated a search to identify a replacement for Mr. Harrison.

*Item 7.01. Regulation FD Disclosure.*

On July 14, 2016, the Company issued a press release announcing Mr. Harrison’s retirement as set forth in Item 5.02 of this Current Report on Form 8-K.

A copy of the press release is furnished as Exhibit 99.1 hereto. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of the Company whether made before or after the date hereof, regardless of any general incorporation language in such filing.

*Item 9.01 Financial Statements and Exhibits.*

(d) Exhibits .

Exhibit No.	Description
99.1	Press Release dated July 14, 2016.

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*SIGNATURES*

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

GLAUKOS CORPORATION
/s/ Thomas W. Burns
Name: Thomas W. Burns
Title: President and Chief Executive Officer

Dated: July 14, 2016

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EXHIBIT INDEX

Exhibit Number	Description
99.1	Press Release dated July 14, 2016.

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