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GLADSTONE CAPITAL CORP Director's Dealing 2018

Sep 20, 2018

32850_dirs_2018-09-20_7a0d6e19-71b9-444b-9165-33867146ff90.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2018-09-19

Reporting Person: GLADSTONE DAVID (Director, CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-09-19 Common Stock J 26405 $9.55 Acquired 26405 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 187259 Indirect
Common Stock 982460 Direct

Footnotes

F1: Represents the shares transferred to Gladstone International Corporation, Ltd. in a private transaction as satisfaction of an outstanding loan.