Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GLADSTONE CAPITAL CORP Director's Dealing 2018

Dec 7, 2018

32850_dirs_2018-12-07_9548a9ab-a137-4730-8e4f-521afdc51879.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2018-12-06

Reporting Person: Marcotte Robert L (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2018-12-06 Common Stock P 9000 $8.30 Acquired 460037 Direct
2018-12-07 Common Stock P 3000 $8.42 Acquired 463037 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1000 Indirect

Footnotes

F1: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.25 to $8.34 inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.