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GLADSTONE CAPITAL CORP Director's Dealing 2014

Dec 10, 2014

32850_dirs_2014-12-10_4076c8f1-0586-4a19-a5bc-e77b38f1274a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2014-12-08

Reporting Person: Marcotte Robert L (President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-12-08 Common Stock P 1000 $8.674 Acquired 95266 Direct
2014-12-09 Common Stock P 300 $8.5966 Acquired 95566 Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.64 to $8.70, inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F2: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $8.59 to $8.60, inclusive. The reporting person undertakes to provide to Gladstone Capital Corporation, any security holder of Gladstone Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.