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GLADSTONE CAPITAL CORP — Director's Dealing 2013
Nov 27, 2013
32850_dirs_2013-11-27_7bd019e7-17f1-459b-b9cb-096b4a2e6a04.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2013-11-26
Reporting Person: BRUBAKER TERRY LEE (Director, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-26 | Common Stock | S | 17927 | $9.8426 | Disposed | 27187 | Indirect |
| 2013-11-26 | Common Stock | S | 22987 | $9.7935 | Disposed | 4200 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 123883.37 | Direct |
Footnotes
F1: Mr. Brubaker disclaims any and all beneficial ownership of the shares held by his spouse. Inclusion of such shares in this report shall not be deemed an admission that Mr. Brubaker is an owner of such shares for purposes of Section 16 or for any other purpose.
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