Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

GLADSTONE CAPITAL CORP Director's Dealing 2013

Nov 27, 2013

32850_dirs_2013-11-27_7bd019e7-17f1-459b-b9cb-096b4a2e6a04.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2013-11-26

Reporting Person: BRUBAKER TERRY LEE (Director, Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-26 Common Stock S 17927 $9.8426 Disposed 27187 Indirect
2013-11-26 Common Stock S 22987 $9.7935 Disposed 4200 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 123883.37 Direct

Footnotes

F1: Mr. Brubaker disclaims any and all beneficial ownership of the shares held by his spouse. Inclusion of such shares in this report shall not be deemed an admission that Mr. Brubaker is an owner of such shares for purposes of Section 16 or for any other purpose.