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GLADSTONE CAPITAL CORP — Director's Dealing 2006
Sep 1, 2006
32850_dirs_2006-08-31_f57d47d1-e1bc-4c19-a542-e220594d41fc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2006-08-30
Reporting Person: DULLUM DAVID A R (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-08-30 | Common Stock | M | 827 | $15.75 | Acquired | 2827 | Direct |
| 2006-08-30 | Common Stock | S | 827 | $22.55 | Disposed | 2000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-08-30 | Stock Option | $15.75 | M | 827 | Disposed | 2013-02-23 | Common Stock (827) | Direct |
Footnotes
F1: The option vested in two equal installments of 5,000 shares each on 2/24/2004 and 2/24/2005.
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