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GLADSTONE CAPITAL CORP — Director's Dealing 2006
Sep 11, 2006
32850_dirs_2006-09-11_f0dc7c81-0c7a-4fed-bd48-8f0c50b2ba57.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLADSTONE CAPITAL CORP (GLAD)
CIK: 0001143513
Period of Report: 2006-09-08
Reporting Person: GLADSTONE DAVID (Director, CEO and Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2006-09-08 | Common Stock | M | 406666 | $15.00 | Acquired | 1041278 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2006-09-08 | Stock Option | $15.00 | D | 406666 | Acquired | 2006-09-30 | Common Stock (406666) | Direct |
Footnotes
F1: The option vested in two equal installments of 400,000 shares each on August 23, 2001 and August 23, 2002.
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