GIBRALTAR INDUSTRIES, INC. — Director's Dealing 2018

Feb 14, 2018

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: GIBRALTAR INDUSTRIES, INC. (ROCK)
CIK: 0000912562
Period of Report: 2017-12-31

Reporting Person: Watorek Jeffrey J. (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-06-19	Common Stock (401k)	P	3.498	$34.797	Acquired	362.928	Indirect
2017-06-30	Common Stock (401k)	S	69.603	$35.57	Disposed	293.325	Indirect
2017-07-05	Common Stock (401k)	P	0.471	$35.92	Acquired	293.796	Indirect
2017-07-06	Common Stock (401k)	P	0.117	$35.90	Disposed	293.679	Indirect
2017-07-17	Common Stock (401k)	P	0.501	$33.77	Acquired	294.18	Indirect
2017-07-31	Common Stock (401k)	P	0.565	$29.95	Acquired	294.745	Indirect
2017-08-14	Common Stock (401k)	P	0.067	$28.81	Acquired	294.812	Indirect
2017-08-14	Common Stock (401k)	P	0.234	$28.97	Acquired	295.046	Indirect
2017-08-14	Common Stock (401k)	P	0.585	$28.92	Acquired	295.631	Indirect
2017-08-28	Common Stock (401k)	P	0.241	$28.17	Acquired	295.872	Indirect
2017-08-28	Common Stock (401k)	P	0.068	$28.09	Acquired	295.94	Indirect
2017-08-28	Common Stock (401k)	P	0.598	$28.29	Acquired	296.538	Indirect
2017-09-01	Common Stock (401k)	P	33.519	$29.43	Acquired	330.057	Indirect
2017-09-01	Common Stock (401k)	P	0.064	$29.69	Acquired	330.121	Indirect
2017-09-11	Common Stock (401k)	P	0.586	$28.87	Acquired	330.707	Indirect
2017-09-25	Common Stock (401k)	P	0.571	$29.63	Acquired	331.278	Indirect
2017-10-10	Common Stock (401k)	P	0.53	$31.92	Acquired	331.808	Indirect
2017-10-23	Common Stock (401k)	P	0.517	$32.73	Acquired	332.325	Indirect
2017-11-06	Common Stock (401k)	P	0.511	$33.11	Acquired	332.836	Indirect
2017-11-20	Common Stock (401k)	P	0.531	$31.86	Acquired	333.367	Indirect
2017-12-04	Common Stock (401k)	P	0.538	$31.45	Acquired	333.905	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2632.00	Direct
Discretionary RSU (Feb 2016)	1200.00	Direct
Discretionary RSU (May 2017)	2000.00	Direct
Performance Stock Units (April 2017)	2023.00	Direct
RSU (LTIP 4/3/2017)	506.00	Direct
RSU (LTIP 9/4/2014)	299.00	Direct
RSU (LTIP 9/4/2015)	618.00	Direct
RSU (LTIP 9/6/2016)	426.00	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Option (September 2008)	$22.16	2018-09-09	Common Stock (1000.00)	1000.00	Direct
Option (September 2009)	$13.72	2019-09-14	Common Stock (2000.00)	2000.00	Direct
Option (September 2010)	$8.90	2020-09-13	Common Stock (2000.00)	2000.00	Direct
Option (September 2011)	$9.74	2021-09-13	Common Stock (2500.00)	2500.00	Direct

Footnotes

F1: Reflects shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan through ordinary course deferrals of compensation by the Reporting Person together with matching Company purchases of common stock of the Company, all in accordance with the terms of the Company's 401(k) Plan during the period April 1, 2017 through June 30, 2017.

F2: Reflects average purchase price for shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan through ordinary course deferrals of compensation by the Reporting Person together with matching Company purchases of common stock of the Company, all in accordance with the terms of the Company's 401(k) Plan during the period April 1, 2017 through June 30, 2017.

F3: Reflects a sale of shares of common stock held for the benefit of the Reporting Person under the terms of the Company's 401(k) Plan in connection with a plan loan extended by the 401(k) Plan to the Reporting Person. The sale of shares by the Company's 401(k) Pan was the result of inadvertent administrative error. There were no short swing profits realized by the Reporting Person as a result of purchases of common stock of the Company made for the benefit of the Reporting Person during the six month period preceding the sale of shares of the Company's common stock in connection with the loan made by the Company's 401(k) Plan.

F4: Reflects shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan through ordinary course deferrals of compensation by the Reporting Person together with matching Company purchases of common stock of the Company, all in accordance with the terms of the Company's 401(k) Plan. Short swing profits in the amount of $245.48 realized by the Reporting Person in connection with all 401(k) Plan purchases made on behalf of the Reporting Person during the six month period following the sale of shares of common stock of the Company in connection with the 401(k) Plan loan have been disgorged to the Company.

F5: Reflects a sale of shares of common stock held for the benefit of the Reporting Person under the terms of the Company's 401(k) Plan in connection with the recovery of the 401(k) plan loan set up fee from the Reporting Person's account under the Company's 401(k) Plan. The sale of shares by the Company's 401(k) Plan was the result of inadvertent administrative error. There were no short swing profits realized by the Reporting Person as a result of purchases of common stock of the Company made for the benefit of the Reporting Person under the Company's 401(k) Plan during the six month period preceding the sale of shares of the Company's common stock in connection with the recovery of the 401(k) plan loan set up fee from the Reporting Person's account under the terms of the Company's 401(k) Plan.

F6: Reflects shares of common stock of the Company acquired under the terms of the Company's 401(k) Plan in connection with the Reporting Person's repayment of the loan from the Company's 401(k) Plan. Short swing profits in the amount of $245.48 realized by the Reporting Person in connection with all 401(k) Plan purchases made on behalf of the Reporting Person during the six month period following the sale of shares of common stock of the Company in connection with the 401(k) Plan loan have been disgorged to the Company.

F7: Twenty-five percent (25%) of the total number of options granted vest and become exercisable on each anniversary grant date.