GF Securities Co., Ltd. — Share Issue/Capital Change 2026

Feb 3, 2026

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Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities

For the month ended:	31 January 2026						Status:	New Submission
To : Hong Kong Exchanges and Clearing Limited
Name of Issuer:	GF Securities Co., Ltd.
Date Submitted:	03 February 2026
	I. Movements in Authorised / Registered Share Capital
1. Class of shares	Ordinary shares		Type of shares	H		Listed on the Exchange (Note 1)		Yes
Stock code (if listed)	01776		Description	GF Securities H Shares
		Number of authorised/registered shares	Par value					Authorised/registered share capital
Balance at close of preceding month				1,701,796,200 RMB		1	RMB		1,701,796,200
Increase / decrease (-)				219,000,000			RMB		219,000,000
Balance at close of the month				1,920,796,200 RMB		1	RMB		1,920,796,200
2. Class of shares	Ordinary shares		Type of shares	A		Listed on the Exchange (Note 1)		No
Stock code (if listed)	000776		Description	GF Securities A Shares
			Number of authorised/registered shares		Par value			Authorised/registered share capital
Balance at close of preceding month				5,904,049,311 RMB		1	RMB		5,904,049,311
Increase / decrease (-)				0			RMB
Balance at close of the month				5,904,049,311 RMB		1	RMB		5,904,049,311

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Total authorised/registered share capital at the end of the month: RMB 7,824,845,511

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II. Movements in Issued Shares and/or Treasury Shares and Public Float Sufficiency Confirmation

1. Class of shares	Ordinary shares		Type of shares	H		Listed on the Exchange (Note 1)		Yes
Stock code (if listed)	01776		Description		GF Securities H Shares
			Number of issued shares (excluding treasury shares)		Number of treasury shares	Total number of issued shares
Balance at close of preceding month		1,701,796,200				0 1,701,796,200
Increase / decrease (-)		219,000,000				0
Balance at close of the month				1,920,796,200		0			1,920,796,200

Public float sufficiency confirmation (Note 4)

month:					Pursuant to Main Board Rule 13.32D(1) or 19A.28D(1) / GEM Rule 17.37D(1) or 25.21D(1), we hereby confirm that, in relation to the class of shares as set out above, as at the close of the
✔	the applicable public float requirement (see below) has been complied with
the applicable public float requirement (see below) has not been complied with
					The applicable minimum public float requirement for the class of shares as set out above pursuant to Main Board Rule 13.32B or 19A.28B / GEM Rule 17.37B or 25.21B (as the case may be) is:
Applicable public float threshold		Percentage threshold applicable to a PRC issuer with other listed shares - 5% of the total number of issued shares in the class to which the listed H shares belong (excluding treasury shares)
Additional information
2. Class of shares	Ordinary shares		Type of shares	A		Listed on the Exchange (Note 1)		No
Stock code (if listed)	000776		Description		GF Securities A Shares
			Number of issued shares (excluding treasury shares)		Number of treasury shares		Total number of issued shares
Balance at close of preceding month				5,904,049,311	0			5,904,049,311
Increase / decrease (-)				0	0
Balance at close of the month				5,904,049,311		5,904,049,311

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III. Details of Movements in Issued Shares and/or Treasury Shares

(A). Share Options (under Share Option Schemes of the Issuer) Not applicable

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(B). Warrants to Issue Shares of the Issuer Not applicable

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(C). Convertibles (i.e. Convertible into Shares of the Issuer)

1. Class of shares	Ordinary shares Type of			Type of s	hares	Н		Listed on the Ex	Listed on the Exchange (Note 1)
Stock code (if listed)	01776		D	Descriptio	on	GF Securities H Shares	3	·
Description of the Convertibles		Currency		ount at close of eceding month		vement during the month	A	mount at close of the month	Number of new shares issued during the month pursuant thereto (C1)	Number of shares transfe treasury during pursuant the	erred out of g the month	Number of shares may be issued transferred out of tr pursuant thereto close of the mo	d or treasury as at
1). HK\$2,150 million zero coupon convert due 2027	tible bonds	HKD	2,15	150,000,000				2,150,000,000	0		0	108.	3,476,287
Type of the Convertibles	Bond/N	lotes
Stock code of the Convertibles (if listed on the Exchange) (Note 1) 01776
Subscription/Conversion price	HKD	HKD		19.82
General Meeting approval date (if applicable) 26 N		vember 2025
			Increase in i	issued s	-	uding treasury shares): ase in treasury shares:				y shares H ( y shares H (
Remarks:
For further details of the HK\$2	2.150 mil	lion zero c	oupon convert	tible bon	ıds due 202	7. please refer to the ar	nounc	ements of the Cor	npany dated 7 Janua	rv 2026 and	14 Janua	rv 2026.

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(D). Any other Agreements or Arrangements to Issue Shares of the Issuer, including Options (other than Share Option Schemes) Not applicable

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(E). Other Movements in Issued Shares and/or Treasury Shares

1. Class of shares Ordinary shares			Type of shares	H		Listed on the Exchange (Note 1)		Yes
	Stock code (if listed)	Description		GF Securities H Shares
Events		At price (if applicable)		Date of event (Note 2)	General Meeting approval date (if applicable)	Increase/ decrease (-) in issued shares (excluding treasury shares) during the month	Increase/ decrease (-) in treasury shares during the month pursuant thereto (E2)		Number of shares redeemed or repurchased for cancellation but not yet cancelled as at close of
			Currency	Amount			pursuant thereto (E1)			the month (Note 3)
1).	Placing/subscription - new shares involved		HKD		18.15 14 January 2026	26 November 2025	219,000,000
Increase/ decrease (-) in issued shares (excluding treasury shares): 219,000,000 Ordinary shares H (EE1) Increase/ decrease (-) in treasury shares: Ordinary shares H (EE2)
Total increase/ decrease (-) in issued shares (excluding treasury shares) during the month (i.e. Total of AA1 to EE1): 219,000,000 Ordinary shares H
	Total increase/ decrease (-) in treasury shares during the month (i.e. Total of AA2 to EE2): 0 Ordinary shares H

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IV. Information about Hong Kong Depositary Receipt (HDR) Not applicable

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V. Confirmations

Pursuant to Main Board Rule 13.25C / GEM Rule 17.27C, we hereby confirm to the best knowledge, information and belief that, in relation to each of the securities issued, or the treasury shares sold or transferred by the issuer during the month as set out in Parts III and IV which has not been previously disclosed in a return published under Main Board Rule 13.25A / GEM Rule 17.27A, it has been duly authorised by the board of directors of the listed issuer and carried out in compliance with all applicable listing rules, laws and other regulatory requirements and, insofar as applicable: (Note 5)

• (i) all money due to the listed issuer in respect of the issue of securities, or sale or transfer of treasury shares has been received by it;
• (ii) all pre-conditions for listing imposed by the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited under "Qualifications of listing" have been fulfilled;
• (iii) all (if any) conditions contained in the formal letter granting listing of and permission to deal in the securities have been fulfilled;
• (iv) all the securities of each class are in all respects identical (Note 6);
• (v) all documents required by the Companies (Winding Up and Miscellaneous Provisions) Ordinance to be filed with the Registrar of Companies have been duly filed and that compliance has been made with all other legal requirements;
• (vi) all the definitive documents of title have been delivered/are ready to be delivered/are being prepared and will be delivered in accordance with the terms of issue, sale or transfer;
• (vii) completion has taken place of the purchase by the issuer of all property shown in the listing document to have been purchased or agreed to be purchased by it and the purchase consideration for all such property has been duly satisfied; and
• (viii) the trust deed/deed poll relating to the debenture, loan stock, notes or bonds has been completed and executed, and particulars thereof, if so required by law, have been filed with the Registrar of Companies.

Submitted by: Ho Wing Tsz Wendy Title: Joint Company Secretary (Director, Secretary or other Duly Authorised Officer)

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Notes

• 1. The Exchange refers to The Stock Exchange of Hong Kong Limited.
• 1. In the case of repurchase of shares (shares repurchased and cancelled) and redemption of shares (shares redeemed and cancelled), "date of event" should be construed as "cancellation date".

In the case of repurchase of shares (shares held as treasury shares), "date of event" should be construed as "date on which shares were repurchased and held by the issuer in treasury".

• 1. The information is required in the case of repurchase of shares (shares repurchased for cancellation but not yet cancelled) and redemption of shares (shares redeemed but not yet cancelled). Please state the number of shares repurchased or redeemed during the month or in preceding month(s) but pending cancellation as at close of the month as a negative number.
• 1. "Initial Prescribed Threshold", "Alternative Threshold" and "market value" have the meanings ascribed thereto under Main Board Rule 13.32A or 19A.28A / GEM Rule 17.37A or 25.21A. See also Main Board Rule 13.32D(4) or 19A.28D(4) / GEM Rule 17.37D(4) or 25.21D(4) on the basis of the public float disclosure.
• 1. Items (i) to (viii) are suggested forms of confirmation. The listed issuer may amend the item(s) that is/are not applicable to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, or the treasury shares sold or transferred, no further confirmation is required to be made in this return.
• 1. "Identical" means in this context:
• . the securities are of the same nominal value with the same amount called up or paid up;
• . they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to exactly the same sum (gross and net); and
• . they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

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