GF Securities Co., Ltd. — Share Issue/Capital Change 2024

Feb 1, 2024

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Monthly Return for Equity Issuer and Hong Kong Depositary Receipts listed under Chapter 19B of the Exchange Listing Rules on Movements in Securities

For the month ended: 31 January 2024

Status: New Submission

To : Hong Kong Exchanges and Clearing Limited

Name of Issuer: GF Securities Co., Ltd. Date Submitted: 01 February 2024

I. Movements in Authorised / Registered Share Capital

1. Class of shares	Ordinary shares	Ordinary shares	Type of shares	H	H	H	Listed on SEHK (Note 1)	Listed on SEHK (Note 1)	Listed on SEHK (Note 1)	Yes
Stock code	01776		Description	GF Securities H Shares
		Number of authorised/registered shares			Par value			Authorised/registered share capital
Balance at close of preceding month		1,701,796,200			RMB	1		RMB	1,701,796,200
Increase / decrease (-)		0						RMB	0
Balance at close of the month		1,701,796,200			RMB	1		RMB	1,701,796,200
2. Class of shares	Ordinary shares		Type of shares	A			Listed on SEHK (Note 1)			No
Stock code	000776		Description	GF Securities A Shares
		Number of authorised/registered shares			Par value			Authorised/registered share capital
Balance at close of preceding month		5,919,291,464			RMB	1		RMB	5,919,291,464
Increase / decrease (-)		0						RMB	0
Balance at close of the month		5,919,291,464			RMB	1		RMB	5,919,291,464

Total authorised/registered share capital at the end of the month: RMB

7,621,087,664

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II. Movements in Issued Shares

1. Class of shares	Ordinary shares	Ordinary shares	Type of shares	H	Listed on SEHK (Note 1)	Yes
Stock code	01776		Description	GF Securities H Shares
Balance at close of preceding month		1,701,796,200
Increase / decrease (-)		0
Balance at close of the month		1,701,796,200
2. Class of shares	Ordinary shares		Type of shares	A	Listed on SEHK (Note 1)	No
Stock code	000776		Description	GF Securities A Shares
Balance at close of preceding month		5,919,291,464
Increase / decrease (-)		0
Balance at close of the month		5,919,291,464

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III. Details of Movements in Issued Shares

(A). Share Options (under Share Option Schemes of the Issuer) Not applicable

• (B). Warrants to Issue Shares of the Issuer which are to be Listed Not applicable

(C). Convertibles (i.e. Convertible into Issue Shares of the Issuer which are to be Listed) Not applicable

• (D). Any other Agreements or Arrangements to Issue Shares of the Issuer which are to be listed, including Options (other than Share Options Schemes) Not applicable

(E). Other Movements in Issued Share Not applicable

Remarks:

During May 2022, 15,242,153 A Shares were repurchased but not yet cancelled. For details, please refer to the announcement of the Company dated 12 May 2022 regarding the results of the repurchase of A Shares.

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IV. Information about Hong Kong Depositary Receipt (HDR)

Not applicable

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V. Confirmations

Not applicable

Submitted by: Mok Ming Wai Title: Joint Company Secretary (Director, Secretary or other Duly Authorised Officer)

Notes

1. SEHK refers to Stock Exchange of Hong Kong.

2. Items (i) to (viii) are suggested forms of confirmation which may be amended to meet individual cases. Where the issuer has already made the relevant confirmations in a return published under Main Board Rule 13.25A / GEM Rule 17.27A in relation to the securities issued, no further confirmation is required to be made in this return.

3. “Identical” means in this context:

4. ． the securities are of the same nominal value with the same amount called up or paid up;

5. they are entitled to dividend/interest at the same rate and for the same period, so that at the next ensuing distribution, the dividend/interest payable per unit will amount to

6. ． exactly the same sum (gross and net); and

7. ． they carry the same rights as to unrestricted transfer, attendance and voting at meetings and rank pari passu in all other respects.

8. If there is insufficient space, please submit additional document.

9. In the context of repurchase of shares:

10. ． “shares issuable to be listed on SEHK” should be construed as “shares repurchased listed on SEHK”; and

11. ． “stock code of shares issuable (if listed on SEHK)” should be construed as “stock code of shares repurchased (if listed on SEHK)”; and

12. ． “class of shares issuable” should be construed as “class of shares repurchased”; and

13. ． “issue and allotment date” should be construed as “cancellation date”

14. In the context of redemption of shares:

15. ． “shares issuable to be listed on SEHK” should be construed as “shares redeemed listed on SEHK”; and

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• ． “stock code of shares issuable (if listed on SEHK)” should be construed as “stock code of shares redeemed (if listed on SEHK)”; and

• ． “class of shares issuable” should be construed as “class of shares redeemed”; and

• ． “issue and allotment date” should be construed as “redemption date”

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