GF Securities Co., Ltd. — Governance Information 2021

Jan 6, 2021

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GF SECURITIES CO., LTD. 廣發証券股份有限公司

(A joint stock company incorporated in the People’s Republic of China with limited liability)

(Stock Code: 1776)

LIST OF DIRECTORS AND THEIR ROLES AND FUNCTIONS

The members of the board of directors (the “ Board ”) of GF Securities Co., Ltd. are set out below:

Executive Directors:

Mr. Sun Shuming (Chairman) Mr. Lin Chuanhui (General Manager)

Ms. Sun Xiaoyan

• Mr. Qin Li

Non-executive Directors:

Mr. Li Xiulin Mr. Shang Shuzhi

Mr. Guo Jingyi

Independent non-executive Directors:

Mr. Fan Lifu

Mr. Hu Bin Ms. Leung Shek Ling Olivia

Mr. Li Wenjing

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The Board has established 5 special committees of the Board. The table below provides membership information of these Board special committees on which each Board member serves:

Board special committee Directors	Strategy Committee	Nomination Committee	Remuneration and Appraisal Committee	Audit Committee	Risk Management Committee
Mr. Sun Shuming	C	Ｍ			C
Mr. Lin Chuanhui	Ｍ
Ms. Sun Xiaoyan		Ｍ	Ｍ		Ｍ
Mr. Qin Li			Ｍ		Ｍ
Mr. Li Xiulin	Ｍ
Mr. Shang Shuzhi	Ｍ
Mr. Guo Jingyi	Ｍ
Mr. Fan Lifu		Ｍ	Ｍ	Ｍ
Mr. Hu Bin		Ｃ	Ｃ
Ms. Leung Shek Ling Olivia			Ｍ	Ｍ	Ｍ
Mr. Li Wenjing		Ｍ		Ｃ	Ｍ

Notes:

C Chairman of the relevant Board special committee

M Member of the relevant Board special committee

Guangzhou, the PRC January 6, 2021

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