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Gevo, Inc. — Director's Dealing 2013
Dec 18, 2013
32874_dirs_2013-12-18_f05102ce-7380-49d0-9f59-f54db807baf0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gevo, Inc. (GEVO)
CIK: 0001392380
Period of Report: 2013-12-16
Reporting Person: KISHORE GANESH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock | P | 37037 | — | Acquired | 89295 | Direct |
| 2013-12-16 | Common Stock | P | 370370 | — | Acquired | 2041795 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-16 | Common Stock Warrant (right to buy) | $1.85 | P | 37037 | Acquired | 2018-12-16 | Common Stock (37037) | Direct |
| 2013-12-16 | Common Stock Warrant (right-to-buy) | $1.85 | P | 370370 | Acquired | 2018-12-16 | Common Stock (370370) | Indirect |
Footnotes
F1: The shares of common stock and the warrants to purchase common stock were purchased together as common stock units, but were issued separately. Each common stock unit consisted of one share of common stock and a warrant to purchase one share of common stock, at a public offering price of $1.35 per common stock unit. Each warrant has an exercise price of $1.85 per share (subject to adjustment in certain circumstances), became exercisable on the date of original issuance and will expire on December 16, 2018.
F2: The reporting person is deemed to be the beneficial owner of shares held by Malaysian Life Sciences Capital Fund Ltd. as previously reported on the Form 4 filed February 15, 2011.