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Gevo, Inc. — Director's Dealing 2013
Jun 10, 2013
32874_dirs_2013-06-10_4e4fad27-336a-40c8-a3cd-740431a8896f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Gevo, Inc. (GEVO)
CIK: 0001392380
Period of Report: 2013-06-06
Reporting Person: Kaul Samir (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-06-06 | Common Stock | A | 32051 | — | Acquired | 32051 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-06-06 | Employee Stock Option (right to buy) | $1.89 | A | 6250 | Acquired | 2023-03-14 | Common Stock (6250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 85186 | Indirect |
| Common Stock | 4928 | Indirect |
| Common Stock | 4928 | Indirect |
| Common Stock | 4928 | Indirect |
Footnotes
F1: The grant of restricted shares was approved by a committee of Gevo, Inc.'s Board of Directors on March 15, 2013, subject to stockholder approval of a stock option plan amendment for the plan under which the award was granted. Gevo Inc.'s stockholders approved the plan amendment on June 6, 2013. The shares subject to this award vest in equal monthly installments over three years beginning on March 15, 2013.
F2: The securities are owned by the Kaul Revocable Trust, for which Mr. Kaul is a trustee.
F3: The securities are owned by a trust for the benefit of Mr. Kaul's son.
F4: The securities are owned by a trust for the benefit of one of Mr. Kaul's daughters.
F5: The securities are owned by a trust for the benefit of one of Mr. Kaul's daughters.
F6: The option grant was approved by a committee of Gevo, Inc.'s Board of Directors on March 15, 2013, subject to stockholder approval of a stock option plan amendment for the plan under which the option was granted. Gevo Inc.'s stockholders approved the plan amendment on June 6, 2013. The shares subject to this award vest and become exercisable in equal monthly installments over three years beginning on March 15, 2013.