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Gevo, Inc. Director's Dealing 2013

Jun 10, 2013

32874_dirs_2013-06-10_4e4fad27-336a-40c8-a3cd-740431a8896f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Gevo, Inc. (GEVO)
CIK: 0001392380
Period of Report: 2013-06-06

Reporting Person: Kaul Samir (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-06-06 Common Stock A 32051 Acquired 32051 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-06-06 Employee Stock Option (right to buy) $1.89 A 6250 Acquired 2023-03-14 Common Stock (6250) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 85186 Indirect
Common Stock 4928 Indirect
Common Stock 4928 Indirect
Common Stock 4928 Indirect

Footnotes

F1: The grant of restricted shares was approved by a committee of Gevo, Inc.'s Board of Directors on March 15, 2013, subject to stockholder approval of a stock option plan amendment for the plan under which the award was granted. Gevo Inc.'s stockholders approved the plan amendment on June 6, 2013. The shares subject to this award vest in equal monthly installments over three years beginning on March 15, 2013.

F2: The securities are owned by the Kaul Revocable Trust, for which Mr. Kaul is a trustee.

F3: The securities are owned by a trust for the benefit of Mr. Kaul's son.

F4: The securities are owned by a trust for the benefit of one of Mr. Kaul's daughters.

F5: The securities are owned by a trust for the benefit of one of Mr. Kaul's daughters.

F6: The option grant was approved by a committee of Gevo, Inc.'s Board of Directors on March 15, 2013, subject to stockholder approval of a stock option plan amendment for the plan under which the option was granted. Gevo Inc.'s stockholders approved the plan amendment on June 6, 2013. The shares subject to this award vest and become exercisable in equal monthly installments over three years beginning on March 15, 2013.