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GERON CORP — Director's Dealing 2024
May 17, 2024
32370_dirs_2024-05-17_ca20f23b-1dbf-4d4a-a84f-72de03ccdc56.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2024-05-15
Reporting Person: LAWLIS V BRYAN (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-15 | Common Stock | M | 35000 | $1.94 | Acquired | 35000 | Direct |
| 2024-05-15 | Common Stock | S | 35000 | $3.75 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-15 | Stock Option (right to buy) | $1.940 | M | 35000 | Disposed | 2024-05-20 | Common Stock (35000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.715 to $3.790, inclusive. The reporting person undertakes to provide to Geron Corporation, any security holder of Geron Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
F2: This transaction reflects an exercise and sale of options due to expire on May 20, 2024, and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on February 14, 2024.
F3: Option was fully vested.