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GERON CORP — Director's Dealing 2024
Jun 12, 2024
32370_dirs_2024-06-12_8e7288f7-4f48-49e2-85c2-5df99d86c621.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2024-06-10
Reporting Person: Kapur Anil (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-10 | Common Stock | M | 421875 | $1.060 | Acquired | 421875 | Direct |
| 2024-06-10 | Common Stock | S | 421875 | $4.645 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-10 | Stock Option (right to buy) | $1.060 | M | 421875 | Disposed | 2032-02-15 | Common Stock (421875) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transacations at price ranging from $4.52 to $4.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each seperate price within the range set forth in this footnote.
F2: This option vests in a series of 48 consecutive equal monthly installments commencing February 16, 2022 (of which 421,875 shares were vested as of the exercise date), provided the optionee continues to provide services to the Company.