GERON CORP — Director's Dealing 2023

Jan 3, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2022-12-30

Reporting Person: Kapur Anil (EVP, Corp Strategy & CCO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-12-30	Common Stock	A	6021	$1.11	Acquired	53216	Direct

Footnotes

F1: The reporting person is voluntarily reporting the acquisition of 6,021 shares of the Issuer's common stock pursuant to the Geron Corporation 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of July 1, 2022 through December 30, 2022 for the 12 month offering period beginning January 3, 2022. This transaction is exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2022.

F3: The total number of securities beneficially owned of 53,216 shares represents the aggregate number of shares of Geron common stock purchased under the ESPP.