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GERON CORP — Director's Dealing 2023
Feb 10, 2023
32370_dirs_2023-02-10_56db3b7c-9f75-4f8b-8f62-2a504315b06a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2023-02-08
Reporting Person: Bloom Olivia Kyusuk (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-08 | Common Stock | M | 400000 | $1.51 | Acquired | 474588 | Direct |
| 2023-02-08 | Common Stock | S | 400000 | $3.08 | Disposed | 74588 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-08 | Employee Stock Option (right to buy) | $1.51 | M | 400000 | Disposed | 2023-02-12 | Common Stock (400000) | Direct |
Footnotes
F1: Option was fully vested.
F2: This transaction reflects an exercise and sale of options due to expire on February 12, 2023 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on January 9, 2023.
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