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GERON CORP Director's Dealing 2023

Feb 10, 2023

32370_dirs_2023-02-10_56db3b7c-9f75-4f8b-8f62-2a504315b06a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2023-02-08

Reporting Person: Bloom Olivia Kyusuk (EVP, Chief Financial Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-08 Common Stock M 400000 $1.51 Acquired 474588 Direct
2023-02-08 Common Stock S 400000 $3.08 Disposed 74588 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-08 Employee Stock Option (right to buy) $1.51 M 400000 Disposed 2023-02-12 Common Stock (400000) Direct

Footnotes

F1: Option was fully vested.

F2: This transaction reflects an exercise and sale of options due to expire on February 12, 2023 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on January 9, 2023.