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GERON CORP — Director's Dealing 2023
May 1, 2023
32370_dirs_2023-05-01_f1f76439-f510-413c-a774-0e2c4dee1b2a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2023-05-01
Reporting Person: Molineaux Susan (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-01 | Common Stock | M | 35000 | $1.10 | Acquired | 35000 | Direct |
| 2023-05-01 | Common Stock | S | 35000 | $2.48 | Disposed | 0 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-01 | Stock Options (right to buy) | $1.10 | M | 35000 | Disposed | 2023-05-22 | Common Stock (35000) | Direct |
Footnotes
F1: Option was fully vested.
F2: This transaction reflects an exercise and sale of options due to expire on May 22, 2023 and was conducted pursuant to an approved 10b5-1 trading plan adopted by the reporting person on February 17, 2023.
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