GERON CORP — Director's Dealing 2023

Jun 30, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2023-06-30

Reporting Person: Kapur Anil (EVP, Corp Strategy & CCO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-06-30	Common Stock	A	7567	$2.04	Acquired	60783	Direct

Footnotes

F1: The reporting person is voluntarily reporting the acquisition of 7,567 shares of the Issuer's common stock pursuant to the Geron Corporation 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 3, 2023 through June 30, 2023. This transaction is exempt under Rule 16b-3(c).

F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2023.

F3: The total number of securities beneficially owned of 60,783 shares represents the aggregate number of shares of Geron common stock purchased under the ESPP.