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GERON CORP — Director's Dealing 2022
Jul 1, 2022
32370_dirs_2022-07-01_b449a354-2513-437e-9412-47a4e7573168.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2022-06-30
Reporting Person: Kapur Anil (EVP, Corp Strategy & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-06-30 | Common Stock | A | 13062 | $1.11 | Acquired | 47195 | Direct |
Footnotes
F1: The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Geron Corporation. 2014 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of January 3, 2022 through June 30, 2022. This transaction is exempt under Rule 16b-3(c).
F2: In accordance with the ESPP, these shares were purchased based on 85% of the closing price of the Issuer's common stock on January 3, 2022.
F3: The total securities beneficially owned 47,195 shares includes previous purchases under the ESPP.