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GERON CORP Director's Dealing 2022

Jul 12, 2022

32370_dirs_2022-07-12_68d88ba2-208a-4528-aed6-89b520b29221.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2022-07-09

Reporting Person: Feller Faye (EVP, Chief Medical Officer)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Options (right to buy) $1.740 2029-04-16 Common Stock (400000) Direct
Stock Options (right to buy) $1.740 2029-04-16 Common Stock (80000) Direct
Stock Options (right to buy) $1.295 2030-02-11 Common Stock (155400) Direct
Stock Options (right to buy) $2.055 2031-02-01 Common Stock (155400) Direct
Stock Options (right to buy) $1.060 2032-02-15 Common Stock (200000) Direct

Footnotes

F1: This option vests as follows: 50,000 shares on October 8, 2019, the remaining 350,000 shares in a series of 42 equal monthly installments commencing October 8, 2019, provided the optionee continues to provide services to the Company.

F2: This option vests in 3 years on April 8, 2022, provided the optionee continues to provide services to the Company.

F3: This option vests in a series of 48 consecutive equal monthly installments commencing on February 12, 2020, provided the optionee continues to provide services to the Company.

F4: This option vests in a series of 48 consecutive equal monthly installments commencing on February 2, 2021, provided the optionee continues to provide services to the Company.

F5: This option vests in a series of 48 consecutive equal monthly installments commencing on February 16, 2022, provided the optionee continues to provide services to the Company.