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GERON CORP — Director's Dealing 2022
Sep 14, 2022
32370_dirs_2022-09-14_8e1076f0-d2c2-4f61-ba1d-ab43625d590f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2022-09-12
Reporting Person: GRETHLEIN ANDREW J (EVP, Chief Operating Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-09-12 | Common Stock | M | 2000 | $1.70 | Acquired | 2000 | Direct |
| 2022-09-12 | Common Stock | M | 232719 | $1.70 | Acquired | 234719 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-09-12 | Employee Stock Option (right to buy) | $1.70 | M | 2000 | Disposed | 2022-09-19 | Common Stock (2000) | Direct |
| 2022-09-12 | Employee Stock Option (right to buy) | $1.70 | M | 232719 | Disposed | 2022-09-19 | Common Stock (232719) | Direct |
Footnotes
F1: The Reporting Person has elected to exercise and hold the shares at this time.
F2: The options were fully vested.
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