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GERON CORP Director's Dealing 2022

Sep 14, 2022

32370_dirs_2022-09-14_8e1076f0-d2c2-4f61-ba1d-ab43625d590f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2022-09-12

Reporting Person: GRETHLEIN ANDREW J (EVP, Chief Operating Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-09-12 Common Stock M 2000 $1.70 Acquired 2000 Direct
2022-09-12 Common Stock M 232719 $1.70 Acquired 234719 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-09-12 Employee Stock Option (right to buy) $1.70 M 2000 Disposed 2022-09-19 Common Stock (2000) Direct
2022-09-12 Employee Stock Option (right to buy) $1.70 M 232719 Disposed 2022-09-19 Common Stock (232719) Direct

Footnotes

F1: The Reporting Person has elected to exercise and hold the shares at this time.

F2: The options were fully vested.