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GERON CORP Director's Dealing 2015

Mar 19, 2015

32370_dirs_2015-03-19_1606eae3-4c3e-4f2a-8382-ad4b6e6ffcd4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2015-03-18

Reporting Person: Hofstaetter Thomas (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-03-18 Common Stock M 35000 $1.41 Acquired 61564 Direct
2015-03-18 Common Stock M 35000 $1.10 Acquired 96564 Direct
2015-03-18 Common Stock S 70000 $4.10 Disposed 26564 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2015-03-18 Stock Option (right to buy) $1.41 M 35000 Disposed 2022-05-17 Common Stock (35000) Direct
2015-03-18 Stock Option (right to buy) $1.10 M 35000 Disposed 2023-05-22 Common Stock (35000) Direct

Footnotes

F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.13, inclusive. The reporting person undertakes to provide Geron Corporation, any security holder of Geron Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.