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GERON CORP — Director's Dealing 2015
Mar 19, 2015
32370_dirs_2015-03-19_1606eae3-4c3e-4f2a-8382-ad4b6e6ffcd4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2015-03-18
Reporting Person: Hofstaetter Thomas (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-18 | Common Stock | M | 35000 | $1.41 | Acquired | 61564 | Direct |
| 2015-03-18 | Common Stock | M | 35000 | $1.10 | Acquired | 96564 | Direct |
| 2015-03-18 | Common Stock | S | 70000 | $4.10 | Disposed | 26564 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-18 | Stock Option (right to buy) | $1.41 | M | 35000 | Disposed | 2022-05-17 | Common Stock (35000) | Direct |
| 2015-03-18 | Stock Option (right to buy) | $1.10 | M | 35000 | Disposed | 2023-05-22 | Common Stock (35000) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.06 to $4.13, inclusive. The reporting person undertakes to provide Geron Corporation, any security holder of Geron Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
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