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GERON CORP Director's Dealing 2013

Oct 9, 2013

32370_dirs_2013-10-09_2f458759-2e10-45e6-b7d1-7b5f177189f2.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Asterias Biotherapeutics, Inc. (NONE)
CIK: 0001572552
Period of Report: 2013-10-01

Reporting Person: GERON CORP (10% Owner)

Holdings (Non-Derivative)

Security Shares Ownership
Series A Common Stock 6537779 Direct

Footnotes

F1: See Exhibit 99.1