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GERON CORP — Director's Dealing 2011
Mar 11, 2011
32370_dirs_2011-03-11_8eb18af0-6ad7-4209-9ec5-820148514a9e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2011-03-09
Reporting Person: GREENWOOD DAVID (President, Interim CEO, CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-09 | Common Stock | A | 75000 | — | Acquired | 624998 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-09 | Employee Stock Option (right to buy) | $5.00 | A | 150000 | Acquired | 2021-03-09 | Common Stock (150000) | Direct |
Footnotes
F1: The shares of restricted stock will remain subject to a repurchase right of Geron over four years, during such time the repurchase right will lapse with respect to 25% of such shares on each anniversary date of February 8, 2011. The lapse of Geron's repurchase right is conditioned on the employee continuing to provide services to Geron through each vesting date.
F2: This option is exercisable in a series of 48 equal consecutive monthly installments commencing February 8, 2011, provided the employee continues to provide services to the Company.