AI assistant
GERON CORP — Director's Dealing 2010
May 21, 2010
32370_dirs_2010-05-21_2a0e9398-df0f-495b-8348-b560c7dacbf5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2010-05-19
Reporting Person: ZENNER PATRICK J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-05-19 | Common Stock | A | 5625 | — | Acquired | 82146 | Direct |
| 2010-05-19 | Common Stock | D | 8436 | — | Disposed | 73710 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2010-05-19 | Stock Option (right to buy) | $5.29 | A | 11250 | Acquired | 2012-05-19 | Common Stock (11250) | Direct |
Footnotes
F1: The shares of restricted stock will remain subject to a repurchase right of Geron over four years, during such time the repurchase right will lapse with respect to 25% of such shares on each anniversary date of May 28, 2010. The lapse of Geron's repurchase right is conditioned on the director continuing to provide services to Geron through each vesting date.
F2: Forfeiture of restricted stock awards in connection with the director's retirement effective May 19, 2010. Repurchase right for remaining outstanding restricted stock awards caused to lapse on May 19, 2010.
F3: Upon the director's retirement effective May 19, 2010, the exercise period for all outstanding options was extended until the earlier of the original expiration date of such options or May 19, 2012.