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GERON CORP — Director's Dealing 2010
Jul 13, 2010
32370_dirs_2010-07-13_929c8879-3343-4383-8ce4-84dce4f8df77.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2010-07-09
Reporting Person: Kelsey Stephen Michael (EVP, CMO, Oncology)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2010-07-09 | Common Stock | A | 140000 | — | Acquired | 216136 | Direct |
| 2010-07-09 | Common Stock | A | 20000 | — | Acquired | 236136 | Direct |
| 2010-07-09 | Common Stock | A | 20000 | — | Acquired | 256136 | Direct |
| 2010-07-09 | Common Stock | A | 120000 | — | Acquired | 376136 | Direct |
Footnotes
F1: The shares of restricted stock will remain subject to a reacquisition right of Geron over three years until the achievement of certain performance milestone criteria in connection with the Company's imetelstat program.
F2: Includes 2,343 shares acquired under the Geron employee stock purchase plan on June 30, 2010.
F3: The shares of restricted stock will remain subject to a reacquisition right of Geron over three years until the achievement of certain performance milestone criteria in connection with the Company's GRNOPC1 program.
F4: The shares of restricted stock will remain subject to a reacquisition right of Geron over three years until the achievement of certain performance milestone criteria in connection with the Company's strategic initiatives.
F5: The shares of restricted stock will remain subject to a reacquisition right of Geron over three years until the Company's common stock price exceeds certain thresholds.