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GERON CORP — Director's Dealing 2010
Sep 16, 2010
32370_dirs_2010-09-16_92f66067-5775-4b57-a25a-8221e876faad.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2010-09-14
Reporting Person: Bloom Olivia Kyusuk (Controller, Chief Acctg Off)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66008 | Direct |
| Common Stock | 11701 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $5.29 | 2020-05-19 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $6.52 | 2019-05-29 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $6.52 | 2019-05-29 | Common Stock (7500) | Direct | |
| Employee Stock Option (right to buy) | $6.52 | 2019-05-29 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $3.97 | 2018-05-28 | Common Stock (10829) | Direct | |
| Employee Stock Option (right to buy) | $3.97 | 2018-05-28 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $9.32 | 2017-05-23 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $6.63 | 2016-05-24 | Common Stock (33750) | Direct | |
| Employee Stock Option (right to buy) | $6.40 | 2015-05-06 | Common Stock (30000) | Direct | |
| Employee Stock Option (right to buy) | $7.56 | 2014-05-27 | Common Stock (20000) | Direct | |
| Employee Stock Option (right to buy) | $5.08 | 2013-05-30 | Common Stock (15000) | Direct | |
| Employee Stock Option (right to buy) | $3.76 | 2012-09-05 | Common Stock (37000) | Direct | |
| Employee Stock Option (right to buy) | $8.23 | 2011-12-14 | Common Stock (12000) | Direct | |
| Employee Stock Option (right to buy) | $18.625 | 2011-01-26 | Common Stock (20000) | Direct |
Footnotes
F1: Includes 31,000 shares of unvested restricted stock awards.
F2: This option is exercisable in a series of 48 consecutive equal monthly installments commencing May 19, 2010, provided the optionee continues to provide services to the Company.
F3: This option is exercisable in a series of 48 consecutive equal monthly installments commencing May 29, 2009, provided the optionee continues to provide services to the Company.
F4: This option is exercisable in a series of 24 consecutive equal monthly installments commencing May 19, 2009, provided the optionee continues to provide services to the Company.
F5: This option is exercisable in a series of 24 consecutive equal monthly installments commencing December 18, 2009, provided the optionee continues to provide services to the Company.
F6: This option is exercisable in a series of 48 consecutive equal monthly installments commencing May 28, 2008, provided the optionee continues to provide services to the Company.
F7: This option is exercisable in a series of 48 consecutive equal monthly installments commencing May 23, 2007, provided the optionee continues to provide services to the Company.