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GERON CORP — Director's Dealing 2009
Jun 1, 2009
32370_dirs_2009-06-01_69925ae8-1505-4d79-be09-410a5a434922.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GERON CORP (GERN)
CIK: 0000886744
Period of Report: 2009-05-29
Reporting Person: ZENNER PATRICK J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-05-29 | Common Stock | A | 5625 | — | Acquired | 56521 | Direct |
| 2009-05-29 | Common Stock | A | 20000 | — | Acquired | 76521 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2009-05-29 | Stock Option (right to buy) | $6.52 | A | 11250 | Acquired | 2019-05-29 | Common Stock (11250) | Direct |
Footnotes
F1: The shares of restricted stock will remain subject to a repurchase right of Geron over four years, during such time the repurchase right will lapse with respect to 25% of such shares on each anniversary date of May 28, 2009. The lapse of Geron's repurchase right is conditioned on the director continuing to provide services to Geron through each vesting date.
F2: The shares of restricted stock will remain subject to a repurchase right of Geron until May 28, 2010, at which time such repurchase right will lapse with respect to 25% of such shares. Geron's repurchase right will lapse with respect to the balance of the shares on May 28, 2011. The lapse of Geron's repurchase right is conditioned on the director continuing to provide services to Geron through each vesting date.